SEC’s FinHub Publishes Digital Asset Analysis Framework

Emily HayesMarket Rules & Responsibilities, Operations


On April 3, 2019, the Securities and Exchange Commission’s (SEC’s) Strategic Hub for Innovation and Financial Technology, a.k.a. the SEC FinHub, released its “Framework for ‘Investment Contract’ Analysis of Digital Assets,” (the “Framework”) providing further guidance on how the SEC will analyze whether a given digital asset is an investment contract and, therefore, a security under the federal securities laws. … Read More